Elevating Conduct Surveillance

January 21, 1:00 pm EST

Watch the expert discussion between Lee Garf, General Manager of the Compliance Line of Business at NICE, and Steve LoGalbo, Director of Product Management at NICE Compliance, on how Compliance teams need to step up their surveillance and monitoring game even more than ever before. Regulators expect that no stone is left unturned when searching for the many forms of misconduct. We’ll share a view of the future, and how firms can begin elevating conduct surveillance today.

Jump directly to a section of your interest:

01:04		Trends in Compliance and Conduct Surveillance »
12:20		Explaining SURVEIL-X Conduct Surveillance capabilities »
32:58		Does SURVEIL-X Studio also help to suppress false positives alerts? »
33:43		What trends are you seeing with customers' adoption of cloud »
34:30		Is there a segment of the market where we're seeing the most activity? »
36:45		How is SURVEIL-X helpful in detecting abusive trading activity in Meme Stocks? »
38:40		Are there some other example use cases you can provide? »
41:14		Any more use cases for the new NLP and Machine Learning capabilities? »

Watch the other sessions on Financial Markets Compliance during ENGAGE Live 2021:

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Elevating Conduct Surveillance

Learn MoreDownload brochures & whitepapers from the Resource Center

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